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UBS GROUP AG
- As of  04/29/24, 07:00:59 PM:   209 Insider Transactions.

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Buy/Sell* 1 Yr Return** Filed Date Subject Symbol Pct Owned Details
S 2020-06-09 07:50:56.0 CRANE CO CR 1.0% view
S 2020-04-09 06:21:35.0 Barings BDC BBDC 0.001% view
S 2020-04-09 06:18:57.0 Bain Capital Specialty Finance BCSF 0.001% view
S 2020-04-09 06:17:07.0 MESA AIR GROUP INC MESA 6.77% view
S 2020-04-09 06:16:57.0 BlackRock Multi BIT n/a view
B 2020-04-09 06:16:09.0 NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND JTA 5.87% view
S 2020-04-09 06:14:33.0 Hilton Grand Vacations Inc HGV 0.01% view
B 2020-04-09 06:14:04.0 Western Asset Investment Grade Defined Opportunity Trust Inc IGI 6.35% view
S 2020-04-09 06:13:01.0 Safehold Inc SAFE n/a view
B 2020-04-09 06:12:58.0 ISTAR INC STAR 8.67% view
S 2020-04-09 06:11:33.0 NEW YORK MORTGAGE TRUST INC NYMT 0.01% view
S 2020-04-09 06:11:03.0 Waitr Holdings Inc WTRH n/a view
S 2020-04-09 06:10:12.0 FIRST MAJESTIC SILVER CORP AG n/a view
S 2020-04-09 06:10:09.0 CRANE CO CR 5.34% view
B 2020-02-11 07:09:33.0 ALIMERA SCIENCES INC ALIM n/a view
B 2020-02-11 07:07:32.0 ACHIEVE LIFE SCIENCES ACHV n/a view
S 2020-02-11 07:07:02.0 ANTARES PHARMA ATRS n/a view
B 2020-02-11 07:05:02.0 FIRST MAJESTIC SILVER CORP AG 5.4% view
S 2020-02-11 07:04:34.0 CONSUMER PORTFOLIO SERVICES INC CPSS n/a view
S 2020-02-11 07:03:38.0 Western Asset Mortgage Capital Corp WMC 0.01% view
S 2020-02-11 07:03:35.0 ELLSWORTH GROWTH & INCOME FUND LTD ECF n/a view
S 2020-02-11 07:03:32.0 Cellectar Biosciences CLRB n/a view
S 2020-02-11 07:03:08.0 ENCORE CAPITAL GROUP INC ECPG n/a view
B 2020-02-11 07:03:05.0 VIVEVE MEDICAL VIVE n/a view
S 2020-02-11 07:03:02.0 Kayne Anderson MLP KYN` n/a view
S 2020-02-11 07:02:32.0 Welbilt WBT n/a view
S 2020-02-11 07:02:08.0 Brickell Biotech VICL n/a view
S 2020-02-11 07:02:05.0 Alphatec Holdings ATEC 1.0E-4% view
S 2020-02-11 07:02:02.0 WESTERN ASSET CORPORATE LOAN FUND INC TLI n/a view
S 2020-02-11 07:01:41.0 Falcon Minerals Corp FLMN n/a view
S 2020-02-11 07:01:40.0 SILVERBOW RESOURCES SBOW n/a view
S 2020-02-11 07:01:35.0 TrueCar TRUE n/a view
S 2020-02-11 07:01:32.0 MANITOWOC CO INC MTW 0.01% view
S 2020-02-11 07:01:08.0 ORBCOMM Inc ORBC 0.001% view
S 2020-02-11 07:01:05.0 Voyager Therapeutics VYGR 0.001% view
B 2020-02-11 07:01:02.0 IVERIC bio ISEE n/a view
S 2020-02-11 07:00:47.0 Paratek Pharmaceuticals PRTK 0.001% view
S 2020-02-11 07:00:44.0 ProQR Therapeutics N n/a n/a view
S 2020-02-11 07:00:41.0 PGIM High Yield Bond Fund ISD n/a view
S 2020-02-11 07:00:35.0 CASSAVA SCIENCES INC SAVA 0.001% view
S 2020-02-11 07:00:32.0 Intellipharmaceutics International Inc n/a n/a view
B 2020-02-11 06:27:36.0 ISTAR INC STAR 8.4% view
S 2020-02-11 06:25:02.0 Evogene Ltd n/a 5.32% view
B 2020-02-11 06:24:05.0 Western Asset Investment Grade Defined Opportunity Trust Inc IGI 6.17% view
B 2020-02-11 06:24:02.0 Barings BDC BBDC 5.31% view
S 2020-02-11 06:23:41.0 BlackRock Multi BIT 5.68% view
S 2020-02-11 06:23:03.0 MESA AIR GROUP INC MESA 6.9% view
B 2020-02-11 06:22:35.0 Bain Capital Specialty Finance BCSF 5.61% view
B 2020-02-11 06:22:05.0 NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND JTA 5.69% view
B 2020-02-11 06:21:35.0 Hilton Grand Vacations Inc HGV 5.08% view
S 2020-02-11 06:16:15.0 CRANE CO CR 6.28% view
B 2020-02-11 06:16:09.0 Waitr Holdings Inc WTRH 6.68% view
B 2020-02-11 06:15:30.0 NEW YORK MORTGAGE TRUST INC NYMT 5.88% view
S 2020-01-08 06:09:19.0 Safehold Inc SAFE 5.3% view
S 2019-12-10 06:07:35.0 ISTAR INC STAR n/a view
S 2019-09-10 06:07:33.0 Valeritas Holdings Inc VLRX n/a view
S 2019-09-10 06:06:23.0 AYTU BIOSCIENCE AYTU n/a view
S 2019-09-10 06:06:04.0 TENET HEALTHCARE CORP THC n/a view
S 2019-06-10 07:46:00.0 Nuverra Environmental Solutions NESCQ n/a view
S 2019-06-10 07:45:00.0 ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND AKP n/a view
S 2019-06-10 07:42:30.0 DHI GROUP DHX n/a view
S 2019-06-10 07:42:00.0 HOPFED BANCORP INC HFBC n/a view
S 2019-06-10 07:39:01.0 New Home Co Inc NWHM 0.01% view
S 2019-06-10 07:39:01.0 Sundance Energy Australia Ltd n/a n/a view
B 2019-04-10 06:06:32.0 Safehold Inc SAFE 10.72% view
S 2019-03-08 13:31:02.0 Eldorado Resorts ERI 1.7% view
B 2019-03-08 06:16:02.0 Falcon Minerals Corp FLMN 10.74% view
B 2019-03-08 06:13:02.0 MESA AIR GROUP INC MESA 10.19% view
B 2019-03-08 06:12:03.0 TrueCar TRUE 11.22% view
B 2019-03-08 06:09:02.0 HAMILTON BANCORP INC n/a 15.53% view
B 2019-03-08 06:07:03.0 AYTU BIOSCIENCE AYTU 16.14% view
S 2019-02-15 16:29:32.0 Changyou n/a n/a view
B 2019-02-15 16:24:32.0 Paratek Pharmaceuticals PRTK 6.6% view
B 2019-02-15 16:17:32.0 ENCORE CAPITAL GROUP INC ECPG 5.03% view
B 2019-02-15 16:15:32.0 Safety SAFE 9.8% view
B 2019-02-15 15:55:02.0 MESA AIR GROUP INC MESA 9.29% view
B 2019-02-15 15:47:32.0 DHI GROUP DHX 9.57% view
B 2019-02-15 15:31:02.0 TrueCar TRUE 6.8% view
B 2019-02-15 15:08:02.0 Voyager Therapeutics VYGR 6.1% view
S 2019-02-15 15:07:32.0 JOHN HANCOCK TAX HTD n/a view
B 2019-02-15 15:05:03.0 Alphatec Holdings ATEC 6.86% view
B 2019-02-15 15:03:02.0 Shire plc SHPGY 9.17% view
B 2019-02-15 15:02:02.0 ISTAR INC STAR 8.39% view
S 2019-02-15 15:01:02.0 ELLSWORTH GROWTH & INCOME FUND LTD ECF 5.17% view
B 2019-02-15 15:00:33.0 SILVERBOW RESOURCES SBOW 8.66% view
B 2019-02-15 14:56:02.0 Eldorado Resorts ERI 6.65% view
B 2019-02-15 14:53:02.0 ORBCOMM Inc ORBC 7.05% view
B 2019-02-15 14:50:02.0 Pandora Media P 5.51% view
B 2019-02-15 14:42:32.0 Cellectar Biosciences CLRB 6.84% view
S 2019-02-15 14:35:32.0 AMERICAN ENERGY GROUP LTD AEEG n/a view
S 2019-02-15 14:20:32.0 Morgan Stanley Emerging Markets Domestic Debt Fund EDD n/a view
B 2019-02-15 14:16:03.0 Evogene Ltd n/a 5.33% view
B 2019-02-15 14:09:32.0 Western Asset Mortgage Capital Corp WMC 5.87% view
S 2019-02-15 14:09:02.0 NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND JTA n/a view
B 2019-02-15 14:06:32.0 Barings BDC BBDC 5.3% view
B 2019-02-15 14:05:02.0 Sundance Energy Australia Ltd n/a 6.38% view
B 2019-02-15 14:04:02.0 Pilgrim Bancshares PLRM 9.88% view
B 2019-02-15 14:02:32.0 MANITOWOC CO INC MTW 5.58% view
S 2019-02-15 14:00:32.0 SunOpta Inc STIL n/a view
B 2019-02-15 13:56:32.0 CONSUMER PORTFOLIO SERVICES INC CPSS 8.81% view
B 2019-02-15 13:55:02.0 WESTERN ASSET CORPORATE LOAN FUND INC TLI 6.4% view
S 2019-02-15 13:47:02.0 ZILLOW GROUP ZANDZG n/a view
B 2019-02-15 13:40:02.0 New Home Co Inc NWHM 9.64% view
B 2019-02-15 13:31:02.0 Welbilt WBT 7.22% view
B 2019-02-15 13:25:02.0 Falcon Minerals Corp FLMN 9.27% view
S 2019-02-15 13:15:02.0 CRANE CO CR 7.93% view
B 2019-02-15 13:05:32.0 ProQR Therapeutics N n/a 5.39% view
S 2019-02-15 12:42:32.0 Western Asset Investment Grade Defined Opportunity Trust Inc IGI 5.62% view
S 2019-02-14 18:55:32.0 BANCROFT FUND LTD BCV n/a view
B 2019-02-14 18:43:32.0 Kayne Anderson MLP KYN` 5.27% view
B 2019-02-14 17:30:32.0 ANTARES PHARMA ATRS 8.34% view
B 2019-02-08 14:57:00.0 HOPFED BANCORP INC HFBC 10.41% view
B 2019-01-23 14:30:02.0 TENET HEALTHCARE CORP THC 12.19% view
B 2019-01-11 15:23:45.0 VICAL INC VICL 10.64% view
B 2019-01-11 15:12:33.0 Valeritas Holdings Inc VLRX 15.48% view
B 2019-01-11 15:00:03.0 HAMILTON BANCORP INC n/a 10.02% view
B 2019-01-11 14:51:06.0 Nuverra Environmental Solutions NESCQ 44.38% view
S 2019-01-10 09:43:04.0 ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND AFB 0.0% view
B 2018-10-10 09:23:05.0 Anchor Bancorp ANCB 10.8% view
B 2018-09-10 13:32:00.0 PAIN THERAPEUTICS INC PTIE 12.77% view
S 2018-09-10 06:09:05.0 FRANKLIN LTD DURATION INCOME TRUST FTF 0.0% view
B 2018-06-11 16:43:04.0 Intellipharmaceutics International Inc n/a 16.1% view
B 2018-05-25 16:02:03.0 GABELLI MULTIMEDIA TRUST INC GGTRT 40.0% view
S 2018-02-28 15:59:05.0 PIONEER MUNICIPAL HIGH INCOME TRUST MHI 0.0% view
S 2018-02-28 15:59:05.0 PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST MAV 0.0% view
B 2018-02-14 11:24:34.0 AMERICAN ENERGY GROUP LTD AEEG 5.34% view
B 2018-02-13 20:06:56.0 ZILLOW GROUP ZANDZG 7.3% view
S 2018-02-13 16:02:50.0 Virtus Global Multi VGI n/a view
B 2018-02-13 15:59:02.0 BANCROFT FUND LTD BCV 6.23% view
B 2018-02-13 15:56:03.0 Safety SAFE 8.66% view
S 2018-02-13 15:53:56.0 WESTERN ASSET EMERGING MARKETS DEBT FUND INC ESD n/a view
B 2018-02-13 15:51:05.0 JOHN HANCOCK TAX HTD 5.36% view
B 2018-02-13 15:48:03.0 SunOpta Inc STIL 7.49% view
S 2018-02-13 15:46:32.0 PACIFIC BIOSCIENCES OF CALIFORNIA PACB n/a view
B 2018-02-13 15:45:56.0 NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND JTA 5.16% view
B 2018-02-13 15:45:55.0 WESTERN ASSET CORPORATE LOAN FUND INC TLI 5.59% view
B 2018-02-13 15:43:56.0 Morgan Stanley Emerging Markets Domestic Debt Fund EDD 5.22% view
B 2018-02-13 15:38:15.0 Evogene Ltd n/a 5.17% view
S 2018-02-13 15:35:03.0 TrueCar TRUE 5.15% view
S 2018-02-13 15:34:02.0 Western Asset Investment Grade Defined Opportunity Trust Inc IGI 6.57% view
S 2018-02-13 15:33:04.0 AVIS BUDGET GROUP CAR n/a view
S 2018-02-13 15:29:03.0 BLACKROCK MUNICIPAL 2020 TERM TRUST BKK 0.0% view
B 2018-02-13 15:28:55.0 BlackRock Multi BIT 6.97% view
S 2018-02-13 15:26:55.0 Ares Dynamic Credit Allocation Fund ARDC n/a view
S 2018-02-13 15:26:03.0 PAREXEL INTERNATIONAL CORP PRXL n/a view
S 2018-02-13 15:23:00.0 ELLSWORTH GROWTH & INCOME FUND LTD ECF 6.47% view
S 2018-02-13 15:20:03.0 Crestwood Equity Partners LP CEQP n/a view
B 2018-02-13 15:19:33.0 CRANE CO CR 8.23% view
B 2018-02-09 16:56:57.0 ISTAR INC STAR 8.04% view
B 2018-02-09 16:50:02.0 Changyou n/a 8.62% view
B 2018-02-09 10:48:33.0 Prudential Short Duration High Yield Fund ISD 10.65% view
S 2017-12-05 15:57:32.0 BLACKROCK MUNICIPAL 2020 TERM TRUST BKK 21.43% view
B 2017-02-07 17:03:55.0 PAREXEL INTERNATIONAL CORP PRXL 5.97% view
B 2017-02-07 16:59:55.0 PACIFIC BIOSCIENCES OF CALIFORNIA PACB 6.29% view
B 2017-02-07 16:56:02.0 Columbia Pipeline Partners LP CPPL 5.48% view
B 2017-02-07 16:56:02.0 SunOpta Inc STIL 6.66% view
B 2017-02-07 16:54:02.0 AVIS BUDGET GROUP CAR 6.55% view
B 2017-02-07 16:51:02.0 Virtus Global Multi VGI 5.68% view
B 2017-02-07 16:49:55.0 WESTERN ASSET EMERGING MARKETS DEBT FUND INC ESD 5.24% view
B 2017-02-07 16:49:55.0 Ares Dynamic Credit Allocation Fund ARDC 5.04% view
B 2017-02-07 16:48:55.0 Crestwood Equity Partners LP CEQP 5.89% view
B 2017-02-07 16:46:55.0 ELLSWORTH GROWTH & INCOME FUND LTD ECF 6.65% view
B 2017-02-07 16:42:02.0 ISTAR INC STAR 5.34% view
B 2017-02-07 16:37:55.0 Western Asset Investment Grade Defined Opportunity Trust Inc IGI 6.91% view
S 2017-02-07 16:35:02.0 TrueCar TRUE 7.96% view
B 2017-02-07 16:27:55.0 BANCROFT FUND LTD BCV 6.07% view
B 2017-02-07 16:25:55.0 CRANE CO CR 8.13% view
B 2017-02-07 16:23:55.0 Apollo Global Management LLC APO n/a view
B 2017-02-07 16:21:55.0 Cheniere Energy Partners CQP n/a view
B 2017-02-07 16:21:02.0 MTGE Investment Corp MTGE 0.01% view
S 2017-02-07 16:20:02.0 CONSOL Energy Inc CNX 0.01% view
S 2017-02-07 16:20:02.0 WESTERN ASSET MANAGED HIGH INCOME FUND INC MHY n/a view
S 2017-02-07 16:19:03.0 GI DYNAMICS GID 0.01% view
B 2017-02-07 16:18:55.0 Sanchez Production Partners LP SPP n/a view
B 2017-02-07 11:55:02.0 BLACKROCK MUNICIPAL 2020 TERM TRUST BKK 50.23% view
S 2016-10-03 12:07:01.0 EATON VANCE SENIOR INCOME TRUST EVF 41.48% view
S 2016-10-03 12:05:55.0 EATON VANCE SENIOR FLOATING RATE TRUST EOE 51.43% view
B 2016-03-14 16:33:00.0 PIMCO Income Strategy Fund II PFL 38.45% view
B 2016-03-14 16:27:30.0 WESTERN ASSET INTERMEDIATE MUNI FUND INC SBI 19.23% view
B 2016-03-14 16:22:32.0 WESTERN ASSET MANAGED MUNICIPALS FUND INC MMU n/a view
B 2016-03-14 16:20:01.0 PIMCO CORPORATE & INCOME STRATEGY FUND PCN 21.39% view
B 2016-03-14 16:15:00.0 PIMCO HIGH INCOME FUND PHK 40.13% view
B 2016-03-10 17:24:31.0 PIMCO INCOME STRATEGY FUND PFL 17.31% view
S 2016-03-09 16:36:31.0 Apollo Global Management LLC APO n/a view
S 2016-03-09 16:36:01.0 Cheniere Energy Partners CQP n/a view
S 2016-03-09 16:30:31.0 American Capital Mortgage Investment Corp MTGE 0.01% view
S 2016-03-02 16:34:01.0 EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUST EVP 1.0% view
S 2016-03-02 16:30:30.0 EATON VANCE OHIO MUNICIPAL INCOME TRUST EVO 1.0% view
B -22.22% 2009-10-14 15:17:28.0 SourceForge lnux 11.1% view
B 2008-05-12 16:58:32.0 LATTICE SEMICONDUCTOR CORP lscc 5.73% view
S 2008-02-14 17:50:09.0 SIRENZA MICRODEVICES INC SMDI 0.0% view
S 2008-02-14 17:49:42.0 NEXTEST SYSTEMS CORP NEXT 0.0% view
B -75.62% 2008-02-14 17:48:53.0 MINDSPEED TECHNOLOGIES MSPD 10.89% view
S 2008-02-14 17:48:02.0 SourceForge lnux 9.21% view
B -89.42% 2008-02-14 17:47:18.0 MARINEMAX INC HZO 7.18% view
S 2008-02-14 17:46:29.0 EXAR CORP EXAR 0.0% view
B -59.42% 2008-02-14 17:45:34.0 BLOCKBUSTER INC BBI 6.56% view
B -85.58% 2008-02-14 17:44:47.0 AVANEX CORP AVNX 12.02% view
B -46.32% 2008-02-11 17:08:43.0 MIPS TECHNOLOGIES INC MIPS 10.05% view
B -40.98% 2008-02-11 17:06:09.0 MiddleBrook Pharmaceuticals MBRK 5.89% view
B 52.32% 2008-01-24 17:15:06.0 99 CENTS ONLY STORES NDN 6.18% view
B 2008-01-07 16:55:48.0 O2MICRO INTERNATIONAL LTD n/a 5.75% view
B -84.19% 2007-12-13 17:12:43.0 MINDSPEED TECHNOLOGIES MSPD 10.03% view
B -55.85% 2007-12-10 17:02:51.0 SourceForge lnux 10.16% view
B -3.38% 2007-09-28 17:05:25.0 EXTREME NETWORKS INC EXTR 5.88% view
B -61.43% 2007-06-29 17:03:54.0 MINDSPEED TECHNOLOGIES MSPD 6.27% view
B 2007-06-25 17:22:59.0 CHIPMOS TECHNOLOGIES BERMUDA LTD n/a 6.6% view
B -44.58% 2007-05-24 17:29:59.0 AVANEX CORP AVNX 6.77% view
B 18.26% 2007-03-08 17:05:50.0 BRIGHTPOINT INC CELL 6.67% view
* Institutions do not report transaction buy/sell types directly. To help members better understand the transactions, this column is filled by InsiderCow's best-effort interpretations.
** Since most institutions are long investors, only returns for long transactions are shown here.